# 9.2: Scheduling Algorithms

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## Scheduling Algorithms

Scheduling algorithms are used for distributing resources among parties which simultaneously and asynchronously request them. Scheduling disciplines are used in routers (to handle packet traffic) as well as in operating systems (to share CPU time among both threads and processes), disk drives (I/O scheduling), printers (print spooler), most embedded systems, etc.

The main purposes of scheduling algorithms are to minimize resource starvation and to ensure fairness amongst the parties utilizing the resources. Scheduling deals with the problem of deciding which of the outstanding requests is to be allocated resources. There are many different scheduling algorithms. In this section, we introduce several of them.

In packet-switched computer networks and other statistical multiplexing, the notion of a scheduling algorithm is used as an alternative to first-come first-served queuing of data packets.

The simplest best-effort scheduling algorithms are round-robin, fair queuing (a max-min fair scheduling algorithm), proportionally fair scheduling and maximum throughput. If differentiated or guaranteed quality of service is offered, as opposed to best-effort communication, weighted fair queuing may be utilized.

In advanced packet radio wireless networks such as HSDPA (High-Speed Downlink Packet Access) 3.5G cellular system, channel-dependent scheduling may be used to take advantage of channel state information. If the channel conditions are favourable, the throughput and system spectral efficiency may be increased. In even more advanced systems such as LTE, the scheduling is combined by channel-dependent packet-by-packet dynamic channel allocation, or by assigning OFDMA multi-carriers or other frequency-domain equalization components to the users that best can utilize them.

### First come, first served

First in, first out (FIFO), also known as first come, first served (FCFS), is the simplest scheduling algorithm. FIFO simply queues processes in the order that they arrive in the ready queue. This is commonly used for a task queue, for example as illustrated in this section.

• Since context switches only occur upon process termination, and no reorganization of the process queue is required, scheduling overhead is minimal.
• Throughput can be low, because long processes can be holding the CPU, causing the short processes to wait for a long time (known as the convoy effect).
• No starvation, because each process gets chance to be executed after a definite time.
• Turnaround time, waiting time and response time depend on the order of their arrival and can be high for the same reasons above.
• No prioritization occurs, thus this system has trouble meeting process deadlines.
• The lack of prioritization means that as long as every process eventually completes, there is no starvation. In an environment where some processes might not complete, there can be starvation.
• It is based on queuing.

### Shortest remaining time first

Similar to shortest job first (SJF). With this strategy the scheduler arranges processes with the least estimated processing time remaining to be next in the queue. This requires advanced knowledge or estimations about the time required for a process to complete.

• If a shorter process arrives during another process' execution, the currently running process is interrupted (known as preemption), dividing that process into two separate computing blocks. This creates excess overhead through additional context switching. The scheduler must also place each incoming process into a specific place in the queue, creating additional overhead.
• This algorithm is designed for maximum throughput in most scenarios.
• Waiting time and response time increase as the process's computational requirements increase. Since turnaround time is based on waiting time plus processing time, longer processes are significantly affected by this. Overall waiting time is smaller than FIFO, however since no process has to wait for the termination of the longest process.
• No particular attention is given to deadlines, the programmer can only attempt to make processes with deadlines as short as possible.
• Starvation is possible, especially in a busy system with many small processes being run.
• To use this policy we should have at least two processes of different priority

### Fixed priority pre-emptive scheduling

The operating system assigns a fixed priority rank to every process, and the scheduler arranges the processes in the ready queue in order of their priority. Lower-priority processes get interrupted by incoming higher-priority processes.

• Overhead is not minimal, nor is it significant.
• FPPS has no particular advantage in terms of throughput over FIFO scheduling.
• If the number of rankings is limited, it can be characterized as a collection of FIFO queues, one for each priority ranking. Processes in lower-priority queues are selected only when all of the higher-priority queues are empty.
• Waiting time and response time depend on the priority of the process. Higher-priority processes have smaller waiting and response times.
• Deadlines can be met by giving processes with deadlines a higher priority.
• Starvation of lower-priority processes is possible with large numbers of high-priority processes queuing for CPU time.

### Round-robin scheduling

The scheduler assigns a fixed time unit per process, and cycles through them. If process completes within that time-slice it gets terminated otherwise it is rescheduled after giving a chance to all other processes.

• RR scheduling involves extensive overhead, especially with a small time unit.
• Balanced throughput between FCFS/ FIFO and SJF/SRTF, shorter jobs are completed faster than in FIFO and longer processes are completed faster than in SJF.
• Good average response time, waiting time is dependent on number of processes, and not average process length.
• Because of high waiting times, deadlines are rarely met in a pure RR system.
• Starvation can never occur, since no priority is given. Order of time unit allocation is based upon process arrival time, similar to FIFO.
• If Time-Slice is large it becomes FCFS /FIFO or if it is short then it becomes SJF/SRTF.

### Multilevel queue scheduling

This is used for situations in which processes are easily divided into different groups. For example, a common division is made between foreground (interactive) processes and background (batch) processes. These two types of processes have different response-time requirements and so may have different scheduling needs. It is very useful for shared memory problems.

### Work-conserving schedulers

A work-conserving scheduler is a scheduler that always tries to keep the scheduled resources busy, if there are submitted jobs ready to be scheduled. In contrast, a non-work conserving scheduler is a scheduler that, in some cases, may leave the scheduled resources idle despite the presence of jobs ready to be scheduled.

### Choosing a scheduling algorithm

When designing an operating system, a programmer must consider which scheduling algorithm will perform best for the use the system is going to see. There is no universal "best" scheduling algorithm, and many operating systems use extended or combinations of the scheduling algorithms above.

For example, Windows NT/XP/Vista uses a multilevel feedback queue, a combination of fixed-priority preemptive scheduling, round-robin, and first in, first out algorithms. In this system, threads can dynamically increase or decrease in priority depending on if it has been serviced already, or if it has been waiting extensively. Every priority level is represented by its own queue, with round-robin scheduling among the high-priority threads and FIFO among the lower-priority ones. In this sense, response time is short for most threads, and short but critical system threads get completed very quickly. Since threads can only use one time unit of the round-robin in the highest-priority queue, starvation can be a problem for longer high-priority threads.