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Chapter 12: Stress Transformation

  • Page ID
    145526
    • James K. Lord, Amy Richardson, Sneha Davison, and David A. Dillard
    • Virginial Tech

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    Learning Objectives

    • Use shear and normal stress states calculated in a given plane to find the shear and normal stress state in a different (rotated) plane using equations and using Mohr's circle

    • Use shear and normal stress states calculated in a given plane to find the planes of maximum and minimum stresses, as well as the corresponding stress magnitudes, by using both equations and Mohr's circle

    • Calculate the absolute maximum shear stress using both equations and Mohr's circle

    The preceding chapters discussed how to calculate normal and shear stresses that arise from various loading situations. Also discussed was how those stresses can vary from point to point on a body or structure. The combination of normal stress and shear stress that exists at a point is referred to as the general stress state. When we restrict analysis to 2D states of stress, we can represent the stress state on a 2D stress element as discussed in Section 4.7 and illustrated in Figure 4.9 for the x-y plane.

    The plane of the stress state depends on the coordinate system chosen for calculating the stresses. The coordinate system most often chosen is one considered to be the most straightforward system for the given loading directions and geometrical orientation of the body. However, the plane for which the stresses are most easily calculated is not always the only plane for which we would want to know the stress state.

    For example, Figure 12.1 shows an air duct that is part of a heat pump system and is subject to internal air pressure. The welded seams are wound in a helical pattern that forms an angle with the horizontal (x) axis. Chapter 13 develops basic equations to calculate stress in the x-y plane due to pressure. However, in this case it's additionally important to know the stresses in the directions parallel and perpendicular to the weld seams (the xʹ-yʹ plane) to ensure that the weld could tolerate the loading, so being able to transform the stresses we can most easily calculate in x and y directions to the xʹ and yʹ directions would be useful.

    fig12_1.jpg

    Figure 12.1: A pressurized duct is fabricated with welding in a helical pattern.

    This chapter begins by detailing how to represent a 2D stress state on a stress element (Section 12.1).

    Then it addresses how to derive stress transformation equations that allow us to use a given stress state in one plane to find the corresponding stress state in different planes (Section 12.2). This process is known as stress transformation.

    Also addressed is how to derive equations that allow us to determine the planes on which the maximum and minimum normal and shear stresses occur and the corresponding stress states (Section 12.3). The maximum and minimum normal stresses are considered principal stresses.

    Section 12.4 discusses an alternative graphical method for performing stress transformation, known as Mohr's circle.

    Section 12.5 prompts us to use Mohr's circle to expand our analysis and look not only at the shear stress in the original 2D plane but also out-of-plane shear stress.

    12.1 Stress Elements for 2D Stress States

    A square stress element shows the normal stress and shear stress at a point for a 2D stress state (see Figure 12.4). Here we discuss the important aspects of the stress element:

    1. Plane of the element

      The coordinate axes on the stress element represent the plane on the body where the point is located, with the positive directions indicated by arrows and axes labels. To determine the plane a point is on, we observe the axes on a square element on the side of the body when viewing it straight on. Figure 12.2 illustrates three points on a body, each on a different plane (x-y, y-z, and x-z).

      fig12_2.jpg

      Figure 12.2: Points on three planes of a body

    2. Positive and negative faces

      We refer to the edges of the element as positive faces and negative faces depending on which way the coordinate axes are oriented. For example, if the vertical coordinate axis is positive upward, then the top edge of element is the positive face for that coordinate axis and the bottom edge is the negative face. This is illustrated for two different planes in Figure 12.3.

      fig12_3.jpg

      Figure 12.3: Positive and negative faces and shear stress signs

    3. Normal stresses

      Normal stresses that are positive (tensile) are illustrated by arrows that point away from the element. Negative normal stresses (compressive) point toward the element. Normal stresses directed in the horizontal direction are shown on the left and right faces of the element, and normal stresses directed in the vertical direction are shown on the top and bottom faces.

    4. Shear stress

      As explained in Section 4.7, the shear stress will be the same on all sides of the stress element. The manner in which the shear stress arrows are oriented around the body indicates the sign. A positive shear stress is one for which the shear stress arrow points in a positive direction on a positive face or in a negative direction on a negative face. The arrows are drawn such that no matter which face you choose to examine, you should reach the same conclusion. The magnitude of the shear stress is usually specified in one corner of the element.

    For example, Figure 12.3 shows that for the positive shear stress case, the shear stress arrow on the +x-face points in the +y direction and the shear stress arrow on the −x-face points in the −y direction. Either way a positive shear stress is indicated and would yield the same result as for the y-faces.

    For the negative shear stress case, the shear stress arrow on the +x-face points in the −z direction and the shear stress arrow on the −x-face points in the +z direction. Either way a negative shear stress is indicated and would yield the same result as for the z-faces.

    An example of a fully drawn stress element can be found in Figure 12.4. In this case the shear stress is τxz = +16 MPa (note the positive z–directed shear stress arrow on the positive x-face), and the normal stresses are σx = −150 MPa and σz = +90 MPa.

    12.2 Stress Transformation Equations

    The Section 12.2.1 stress transformation equations allow us to use a set of stresses in one given plane (e.g., σx, σy, and τxy) as inputs to determine stresses in any other plane of interest. Understanding the derivations will help lend clarity to the inputs and outputs of the equations. If you wish to skip the derivations, go directly to Equation 12.1 and/or Equation 12.2. Section 12.2.2 covers the details of how to use the equations.

    12.2.1 Derivation of Equations

    Transformation of a uniaxial stress state was examined in Section 2.4. In that case a known force acting in the axial direction enabled us to determine the stress on an inclined plane. The current derivation for a more general stress state is based on the same idea of cutting a section and applying equilibrium.

    Figure 12.5 shows a stress element representing a general stress state in the x-y plane and the full body diagram (FBD)—but with stresses instead of forces—of the element cut along the plane of interest. The n and t directions are normal and parallel to the incline respectively, and θ and β are complementary angles.

    fig12_4.jpg

    Figure 12.4: Example of a 2D stress element in the x-z plane

    fig12_5.jpg

    Figure 12.5: Stress element in the x-y plane (A), FBD of the cut section of the stress element (B), and surface areas the stresses of the cut stress element act on (C).

    We can proceed as follows:

    1. Write expressions for the forces that correspond to the stresses acting on the cut element. Do this by multiplying the stresses with the area of the side of the element they act on. These areas are illustrated in Figure 12.5 (C). Note that sy and the txy on the bottom face of the element act on area dAy, while sx and the txy on the left face of the element act on area dAx. The internal forces normal and parallel to the incline act on area dA’.

      On the left face we have

      Fx=-σxdAxFy=-τxydAx.

      On the bottom face we have

      Fy=-σydAyFx=-τxydAy.

      Both faces exhibit negative signs because the stresses act to the left (negative x) and down (negative y).

      On the inclined face we have

      Fx=σndA′cos(θ)-τntdA′sin(θ)Fy=σndA′sin(θ)+τntdA′cos(θ).

    2. Express dAx and dAy in terms of dA’.

      Using trigonometry results in

      dAx=dA′sin(β)=dA′cos(θ)dA=dA′cos(β)=dA′sin(θ).

    3. Substitute these area expressions into the force equations and write the force equilibrium equations.

      ∑Fx=-σxdA′cos(θ)-τxydA′sin(θ)+σndA′cos(θ)-τntdA′sin(θ)=0∑Fy=-τxydA′cos(θ)-σydA′sin(θ)+σndA′sin(θ)+τntdA′cos(θ)=0

    4. Solve the equilibrium equations for σn and τnt and simplify.

      σn=σxcos2(θ)+σysin2(θ)+2τxysin(θ)cos(θ)τnt=-(σx-σy)cos(θ)sin(θ)+τxy(cos2(θ)-sin2(θ))(12.1)

    These equations are the stress transformation equations.

    Alternatively, implementing the trigonometric identities results in

    cos2(θ)=1+cos(2θ)2sin2(θ)=1-cos(2θ)2sin(2θ)=2sin(θ)cos(θ)cos(2θ)=cos2(θ)-sin2(θ).

    The transformation equations can also be expressed as

    σn=σx+σy2+σx-σy2cos(2θ)+τxysin(2θ)τnt=-σx-σy2sin(2θ)+τxycos(2θ),(12.2)

    where

    • σn = Average normal stress perpendicular to the inclined plane [Pa, psi]

    • τnt = Average shear stress parallel to the inclined plane [Pa, psi]

    • σx = Average normal stress in the x direction before any transformation [Pa, psi]

    • σy = Average normal stress in the y direction before any transformation [Pa, psi]

    • τxy = Average shear stress in the x-y plane before any transformation [Pa, psi]

    • θ = Angle between x-axis and n-axis [°, rad]

    Either Equation 12.1 or Equation 12.2 will work to perform stress transformations. Which set to use is determined by personal preference.

    12.2.2 Using the Stress Transformation Equations

    Whereas the n and t directions have referred to the directions normal and parallel to an incline, a planar element will have two normal directions, as represented by x, y and xʹ, yʹ in Figure 12.6. In transforming stresses from the x-y plane to the xʹ-yʹ plane, we can distinguish between the two normal stresses by the angle used in the stress transformation equation for σn. Given how θ was defined in the derivation of the transformation equations, the following is true:

    fig12_6.jpg

    Figure 12.6: The angle θ is defined to be the angle between the original x-axis and the angle normal to the plane of interest. Subbing θ into the stress transformation equations gives σxʹ and τxʹyʹ while subbing in (90° + q) gives syʹ.

    σx′=σn(θ)σy′=σn(θ+90°)τx′y′=τnt(θ).

    Another way to quickly determine syʹ once sxʹ is known is to apply the concept of stress invariance, where the sum of the normal stresses remains constant across different planes.

    (σx+σy)=constant

    or

    (σx′+σy′)=(σx+σy).(12.3)

    It is imperative to understand which angle to substitute into the given transformation equations, including whether the angle is positive or negative. To ensure the correct angle and sign are used, refer to Figure 12.7 and take the following steps:

    fig12_7.jpg

    Figure 12.7: Draw a sketch of the x-axis and the normal axis to ensure you use the correct magnitude and sign for θ in the stress transformation equations.

    1. Draw a line that represents one side of the plane of interest.

    2. Draw the x-axis (positive to the right).

    3. Draw the axis normal to the plane of interest. Whether you draw the normal axis oriented counterclockwise or clockwise from the x-axis doesn't matter as long as you use the correct magnitude and sign for the corresponding θ (see step 4).

    4. Determine the angle that leads from the x-axis to the normal axis. This angle is q. If the direction from the x-axis to the normal axis is counterclockwise, then θ is positive. If the direction from the x-axis to the normal axis is clockwise, then θ is negative.

    12.2.3 Equation Inputs for Planes Other than x-y

    In some cases the reference stress state may not be in the x-y plane, or the x-axis and the y-axis may be oriented differently from the orientation in Figure 12.5. In these cases adjustments are required to implement the transformation equations to ensure consistency of inputs with how the equations were derived.

    As an example, consider the reference stress state in Figure 12.8. As given, you might question which stress to substitute for σx and which to substitute for σy. Keeping in mind that the transformation equations were derived from a coordinate system in which the horizontal axis is positive to the right and the vertical axis is positive upward, we can ensure consistency with the inputs by reorienting the reference stress element in the same way, as is also shown in Figure 12.8. We can then attribute the coordinate designated to the horizontal direction to correspond to the x terms in the transformation equations, and likewise the coordinate designated to the vertical direction to correspond to the y terms in the transformation equations. In the case of the stress state in Figure 12.8, we would substitute -150 MPa for σx, 90 MPa for σy, and 16 MPa for τxy.

    fig12_8.jpg

    Figure 12.8: Stress element drawn in the x-z plane based on given coordinate axes and then reoriented

    Example 12.1 and Example 12.2 illustrate the use of the stress transformation equations.

    Example 12.1

    The general stress state at a point on a hollow pipe formed with spiral welds inclined to an angle β with respect to the horizontal is shown.

    For β = 42° and stress magnitudes Sx = 128 MPa, Sy = 80 MPa, and Sxy = 75.45 MPa, determine the stress parallel and perpendicular to the weld.

    ufig12_1.jpg

    Solution

    The stress parallel and perpendicular to the weld can be found by applying the stress transformation equations with σx = 128 MPa, σy = 80 MPa, and τxy = −75.45 MPa.

    σn=σxcos⁡2(θ)+σysin⁡2(θ)+2τxysin(θ)cos(θ)τnt=−σx−σycos(θ)sin(θ)+τxycos⁡2(θ)−sin⁡2(θ)

    Note that the normal stresses are positive since they are both shown to be tensile on the given stress element but that the shear stress is negative because the shear stress arrow points in the negative y direction on the positive x-face. (The same conclusion can be drawn by observing any of the other faces.)

    To find the angle θ to substitute into the equations, follow the process described in Section 12.2.2:

    1. Draw the line that represents the plane of interest. In this case the plane of interest is the plane of the weld that is parallel to the spiral.

    2. Draw the x-axis leading positive to the right.

    3. Draw the axis normal (n) to the plane of interest.

    4. Determine the angle that leads from the x-axis to the normal axis. This angle is q.

      • If we use the angle from the x-axis to the solid normal axis, the angle will be negative since that is a clockwise rotation: θ = −(90 − β) = −48°.

      • We could also base θ on the dashed normal axis, in which case the magnitude of θ would be θ = 180° − 48° = 132°. This angle is positive since the rotation from the x-axis to the dashed normal axis is counterclockwise.

    ufig12_2.jpg

    Calculate.

    σn=128MPacos2(-48∘)+80MPasin2(-48∘)+2*-75.45MPasin(-48∘)cos(-48∘)σn=176.5MPaτnt=-(128MPa-80MPa)cos(-48∘)sin(-48∘)-75.45MPa(cos2(-48∘)-sin2(-48∘))τnt=31.76MPa

    Answer:

    With σx = 128 MPa, σy = 80 MPa, τxy = −75.45 MPa, and θ = −48° (or +132°), the stress normal to the weld is σn = 176.5 MPa. The stress parallel to the weld is τnt = 31.76 MPa.

    Example 12.2

    Stresses at a point on a body are calculated and represented on the stress element given below. Normal and shear stress magnitudes acting on horizontal and vertical planes at the point are Sx = 1,700 psi, Sy = 800 psi, and Sxy = 790 psi.

    Determine the normal and shear stresses at this point for the plane rotated β = 36° from the horizontal axis as shown. Represent the stress state for the rotated plane on a stress element.

    ufig12_3.jpg

    Solution

    First determine the angle θ needed for the stress transformation equations. Recall the process described in Section 12.2.2:

    1. Draw a line that represents the plane of interest.

    2. Draw the x-axis positive going toward the right.

    3. Draw the axis normal (n) to the plane of interest.

    4. Determine the angle leading from the x-axis to the normal axis. This angle is θ.

      • Either angle labeled θ in the illustration will work and will produce the same results.

      • The angle rotated counterclockwise from the x-axis is θ = 90 − β = 54°.

      • The angel rotated clockwise from the x-axis is θ = −(90 + β) = −126°.

    ufig12_4.jpg

    With θ determined, the only thing left to do is make the substitutions into the stress transformation equations and calculate. Note that the σn equation will give us the normal stress on the rotated x-face (σxʹ). We will also need to calculate σn with the angle (θ + 90°) to get σyʹ or use the stress invariance concept: (σx + σy = σxʹ + σyʹ).

    Substituting σx = −1,700 psi (negative since it is shown to be compressive), σy = 800 psi, τxy = 790 psi, and θ = 54° into the stress transformation equations

    σn=σx+σy2+σx-σy2cos(2θ)+τxysin(2θ)=--1,700psi+800psi2+-1,700psi-800psi2cos(2*54∘)+790psi*sin(2*54∘)=687.6psiτnt=-σx-σy2sin(2θ)+τxycos(2θ)=--1,700psi-800psi2sin(2*54∘)+790psi*cos(2*54∘)=944.7psi

    yields σxʹ = 687.6 psi and τxʹyʹ = 945 psi.

    Applying stress invariance −1,700 psi + 800 psi = 687.6 psi + σyʹ yields syʹ = −1,588 psi.

    Answer:

    σxʹ = 687.6 psi

    τxʹyʹ = 945 psi

    σyʹ = −1,588 psi

    Stress element for rotated plane:

    The 687.5 psi stress goes on the face rotated 54° from the horizontal because this was the value obtained by substituting that angle into the stress transformation equation. It was determined to be tensile (positive) so it points away from the xʹ face.

    The 1,588 psi stress is compressive (negative), so it points toward the yʹ face.

    The shear stress transformation equation yielded a positive result, indicating a positive shear stress so the arrows are arranged on the stress element accordingly.

    ufig12_5.jpg

    Step-by-Step: Stress Transformation

    Given a general stress state (σx, σy, and τxy) at a point in the x-y plane* where x is the horizontal axis positive to the right and y is the vertical axis positive upward:

    1. Establish the angle θ that corresponds to the angle of rotation between the positive x-axis and the axis normal (xʹ) to the plane of interest. Remember to make the angle negative if the rotation is clockwise from the x-axis to the normal axis and positive if the rotation is counterclockwise.

    2. Substitute the stresses and the angle θ with the appropriate signs into the stress transformation equations to find σn and τnt. Recall that normal stresses are negative if compressive and positive if tensile and that shear stresses are positive if the shear stress arrow on the positive x-face points in the positive y direction and negative otherwise. This will result in σxʹ and τxʹyʹ.

    3. Use (θ + 90°) in the σn transformation equation or apply the concept of stress invariance (σx + σy = σxʹ + σyʹ) to find σyʹ.

    *If the general stress state is given in some other plane, reorient (rotate) the stress element so that one of the axes is positive to the right (this axis will correspond to the x-axis in the equations) and the other axis is positive upwards (this axis will correspond to the y-axis in the equations).

    12.3 Principal Stresses and Max/Min Shear Stress

    Often the plane we are the most concerned with is the one where the normal stress or the shear stress is at a maximum because it is where failure is most likely to occur. The maximum and minimum normal stresses are referred to as the principal stresses (σ1 and σ2), and the planes on which they act are the principal planes. The principal planes are described by angles of rotation, θp1 and θp2, from the reference plane for which the general stress state as obtained. The maximum and minimum shear stresses are simply referred to as the maximum and minimum shear stress respectively, and the planes on which they occur are referred to simply as the planes of maximum and minimum shear stress (denoted as θs1 and θs2).

    Important to note here is that only rotations within a two-dimensional plane are considered in this section. As discussed in Section 12.5, the principal planes and principal stresses are the same even when we consider out-of-plane rotation of the stress element (see Figure 12.9), but the maximum shear stress could be different. Therefore the maximum and minimum sheer stress as determined by the derived equations below will be referred to as the max/min in-plane shear stress.

    fig12_9.jpg

    Figure 12.9: The maximum shear stress obtained from in-plane rotations of the stress element may not be the same as the maximum shear stress when considering out-of-plane rotation as well. This section describes how to find the max/min in-plane shear stress.

    As we rotate the stress element, the normal stress changes in a manner predictable with the stress transformation equations. Figure 12.10 shows the variation of normal stress σxʹ with angle q. A similar graph could be drawn for τxʹyʹ. Based on the equations and the plots, we know that the max and min stresses will occur at angles 90° apart from one another.

    fig12_10.jpg

    Figure 12.10: Plot showing how normal stress σxʹ varies with angle θ

    From calculus we know that the maximums and minimums of a function that result from varying a single variable can be found by setting the derivative of the function with respect to that variable equal to 0 and then solving the resulting equation for the variable in question. Plugging the variable back into the original equation gives the corresponding maximum or minimum value of the function. This is also equivalent to finding where the slope of the function is equal to 0. Thus, to find the angles for which the normal stress and in-plane shear stresses are at extremes, we can simply set the derivatives of the transformation equations (Equation 12.1 or Equation 12.2) with respect to θ equal to 0, and solve for the θ values.

    Using Equation 12.2 (though Equation 12.1 would yield the same results)

    dσndθ=-(σx-σy)sin(2θp)+2τxycos(2θp)=0dτntdθ=-(σx-σy)cos(2θs)-2τxysin(2θs)=0.

    Note that θ is subscripted with a p in the first equation because this angle represents a principal plane as defined. Similarly, θ is subscripted with an S in the second equation because this angle represents a plane of maximum (max) or minimum (min) in-plane shear stress.

    These equations can be rearranged to isolate tan(2θ) on one side and subsequently used to find θp and θs values.

    tan(2θp)=2τxy(σx-σy)tan(2θs)=-(σx-σy)2τxy,(12.4)

    where

    • θp = Orientation of a principal plane with respect to the x-axis [°, rad]

    • θs = Orientation of the maximum or minimum in-plane shear plane with respect to the x-axis [°, rad]

    • τxy = Average shear stress in the x-y plane before any transformation [Pa, psi]

    • σx = Average normal stress in the x direction before any transformation [Pa, psi]

    • σy = Average normal stress in the y direction before any transformation [Pa, psi]

    Once the angles associated with the planes of extreme stresses are determined, they can be substituted into Equation 12.1 or Equation 12.2 along with the stresses in the given plane to find the principal stresses and max/min in-plane shear stress.

    Here are a few calculation details that are helpful to remember:

    1. The inverse tangent function has two possible solutions. One solution is the angle that will be reported by a calculator, and the other possible answer is that angle plus or minus 180°. So if we take the inverse tangent of the expressions of Equation 12.4 and then divide that result by 2, we get one of the solution angles. Then adding or subtracting 90° to that angle gives the second. This applies for the θp and the θs values.

    2. By convention the most positive of the two principal stresses is denoted as σ1. The other principal stress is then σ2. The angle that produces that σ1 stress is θp1, and the angle that produces σ2 is θp2.

    3. The max/min in-plane shear stress will always turn out to be equal in magnitude but opposite in sign—in other words, the minimum shear stress is always the negative of the maximum shear stress. As with the principal planes and stresses, substitute one of the θs angles into the shear stress transformation equation to determine which angle corresponds to the maximum in-plane shear stress and which corresponds to the minimum.

    4. The angles of max/min shear stress are 90° apart from each other and 45° apart from the principal directions. For example, if one principal direction is found to be 40°, then the other principal direction can be determined as either 40° + 90° = 130° or 40° − 90° = −50°. The angles of max/min in-plane shear stress can then be determined as either 40° + 45° = 95° or 40° − 45° = −5°. It is also acceptable to add or subtract 45° from 130° or from −50°.

    5. Given the variety of possible correct angles, here we use the convention that principal directions and angles of max/min shear stress are reported as the ones in the range −90° ≤ θ ≤ +90°.

    If desired, the principal stresses and max/min shear stress can be calculated directly without first finding the principal directions. The following equations arise from some equation manipulation which will not be detailed here, but can be used generally. Adding the term under the square root will give either the max or min stress and subtracting will give the other.

    σ1,2=σx+σy2±(σx−σy2)2+τxy2τx′y′=±(σx−σy2)2+τxy2,(12.5)

    where

    • σ1,2 = Principal stresses [Pa, psi]

    • σx = Average normal stress in the x direction before any transformation [Pa, psi]

    • σy = Average normal stress in the y direction before any transformation [Pa, psi]

    • τxy = Average shear stress in the x-y plane before any transformation [Pa, psi]

    Some useful conclusions that can be drawn simply by studying the principal plane and plane of max/min shear stress equations are as follows:

    1. Setting the shear stress transformation equation given in Equation 12.1 or Equation 12.2 equal to 0 results in the same equation for tan(2θ) as the tan(2θp) equation in Equation 12.4. We can then conclude that shear stress is 0 on the principal planes. It can also be said that if the shear stress is found to be 0 on any given plane, then that plane must be a principal plane.

    2. The equation for tan(2θs) is the negative inverse of the equation for tan(2θp). This means that 2θs = 2θp ± 90° or θs = θp ± 45°. Recognizing this can enable us to calculate one set of angles more efficiently once the other is found.

    3. When either of the θs angles is substituted into the normal stress transformation equation, the normal stress will always work out to be the average stress (σx+σy2). Once again this recognition can help make determining the total stress state on the plane of in-plane max/min shear stress more efficient.

    Example 12.3 demonstrates the calculation of the principal stresses, the maximum in-plane shear stress, and the planes where these stresses occur.

    Example 12.3

    The general stress state at a point in the x-y plane is represented by the stress element shown.

    Determine the principal stresses and the maximum in-plane shear stress. Then draw the stress element rotated to one of the principal planes and the plane of max or min in-plane shear stress.

    ufig12_6.jpg

    Solution

    1. Find the principal planes by substituting σx = −80 MPa, σy = 50 MPa, and τxy = −25 MPa into Equation 12.4.

      tan(2θp)=2τxy(σx−σy)=2*−25MPa(−80MPa−50MPa)=0.38462θp=tan⁡−1(0.3846)=21.038°θp=10.52°

    So one of the principal angles is θp = 10.52°.

    The other angle is then θp = 10.52° + 90° = 100.52°.

    Thus the principal plane angles are 10.52° and 100.52°.

    1. Substituting θp = 10.52° into Equation 12.2 yields

      σn=σx+σy2+σx-σy2cos(2θ)+τxysin(2θ)σn1=-80MPa+50MPa2+-80MPa-50MPa2cos(2*10.52∘)-25MPa*sin(2*10.52∘)σn1=-84.65MPa.

    Substituting θp = 100.52° into the same equation yields

    σn2=-80MPa+50MPa2+-80MPa-50MPa2cos(2*100.52∘)-25MPa*sin(2*100.52∘)σn2=54.65*MPa.

    Since 54.7 MPa is the more positive of the two principal stresses, σ1 = 54.7 MPa and σ2 = −84.7 MPa.

    Given these results, we know that rotating the stress element counterclockwise by 10.52° results in σ2 = −84.7 MPa on the xʹ-face and σ1 = 54.7 MPa on the yʹ-face.

    Conversely, if the stress element is rotated counterclockwise by 100.52°, the stress on the xʹ-face would be 54.7 MPa and the stress on the yʹ face would be −84.7 MPa.

    The element rotated to the principal planes is shown below.

    Note that the stress element looks the same no matter which angle is used for the rotation. Recall the discussion at the end of Section 12.3 that the shear stress on the principal plane is 0.

    ufig12_7.jpg
    1. Next find the planes of max/min in-plane shear planes as well as the corresponding shear stresses. Note that we could use

      tan2θs=−(σx−σy)2τxy,

    but since we already have the θp angles, we can also more easily use

    θS=θp±45∘.

    Choose either θp angle to add and subtract the 45°. The final orientation of the element would be the same in either case. Since visualizing angle rotations smaller in magnitude than 90° is generally easier than working with larger magnitudes, use the smaller θp value.

    So θs = 10.52° ± 45° = 55.5° and −34.5°.

    1. Substituting θs = 55.5° into

      τnt=-σx-σy2sin(2θ)+τxycos(2θ)

    yields

    τnt=--80MPa-50MPa2sin(2*55.5∘)-25MPacos(2*55.5∘)τnt=69.6MPa.

    Since this is a positive value, this is the maximum in-plane shear stress and so θs = −34.5° should yield τnt = −69.6 MPa = τmin (in-plane).

    Rotating the stress element counterclockwise by 55.5° will result in a positive shear stress, and rotating clockwise 34.5° will result in a negative shear stress.

    1. The normal stress on the plane of max/min in-plane shear stress is

      σ=σavg=(σx+σy)2σavg=-80MPa+50MPa2σavg=-15MPa.

    Draw the stress rotated to the planes of max/min shear stress.

    ufig12_8.jpg

    Once again notice that the stress element looks fundamentally the same whichever θs angle is used.

    Answer:

    • θp1 = 100.52° and θp2 = 10.52°

    • σ1 = 54.7 MPa and σ2 = −84.7 MPa

    • θs = 55.5° and −34.5°

    • τmax (in-plane) = 69.6 MPa

    • τmin (in-plane) = −69.6 MPa

    Elements are drawn above.

    Step-by-Step: Principal Stresses and Max/Min Shear Stress

    Given a general stress state (σx, σy, and τxy) at a point in the x-y plane where x is the horizontal axis positive to the right and y is the vertical axis positive upward, do the following:

    1. Use the tan(2θp) equation to find the planes of principal stresses. One of the principal angles is found using the inverse tan function on the calculator. The other angle will be 90° from that one.

    2. Substitute the two θp angles into the σn transformation equation to determine the principal stresses. The most positive of the two is deemed σ1 and the other is σ2. Alternatively, substitute only one angle into the stress transformation to find one of the principal stresses. The other principal stress can be calculated using stress invariance.

    3. Use the tan(2θs) equation to find the planes of max/min in-plane shear stress. Alternatively, add or subtract 45° from one of the principal plane angles.

    4. Substitute one of the θs angles into the τnt equation to determine whether it leads to the maximum in-plane shear stress or the minimum in-plane shear stress. The other angle will lead to a shear stress of equal magnitude but opposite sign.

    5. Calculate the average stress. This stress is the normal stress on the xʹ-face and the yʹ-face when the element is rotated to the planes of max/min in-plane shear stress.

    12.4 Mohr's Circle

    As an alternative to using equations to determine principal planes and stresses as well as max/min shear planes and stresses, use a graphical method known as Mohr's circle. This method acknowledges that the stress transformation equations are actually parametric equations of a circle. The perimeter of the circle consists of coordinate points that correspond to normal stress on the horizontal axis and shear stress on the vertical axis. The advantage of using Mohr's circle is that it doesn't require recalling equations and with some practice can be quick and efficient to use. It is also used more extensively in more advanced topics on material behavior.

    To illustrate the construction of Mohr's circle, we'll use the reference stress state element in Figure 12.11.

    fig12_11.jpg

    Figure 12.11: Reference stress state element

    Now we can take the following steps (reference the fully constructed circle in Figure 12.16 for each step):

    1. To start, draw a set of coordinate axes where normal stress will be on the horizontal axis and shear stress will be on the vertical axis. In the figures containing the circle below, shear stress is labeled with a (CW) for clockwise on the positive side and a (CCW) for counterclockwise on the negative side. The reason is explained in step 2.

    2. Plot the x point.

      The x point represents the stresses applied to the x-face of the stress element, as shown in Figure 12.12, with coordinates (σx, τxy).

      fig12_12.jpg

      Figure 12.12: Stresses applied to the positive x-face from the x point

      • The normal stress coordinate is positive if tensile and negative if compressive.

      • The sign of the shear stress coordinate depends on the direction of rotation caused by the shear stress on the x-face. If the shear stress causes the element to rotate clockwise, it is a positive coordinate, and if counterclockwise, it is negative.

        In Figure 12.11 the normal stress on the x-face is tensile and the upward shear stress tends to cause the stress element to rotate counterclockwise, so the x point is (+σx, −τxy). This point is shown plotted in Figure 12.14.

        fig12_13.jpg

        Figure 12.13: Stresses applied to positive y-face from the x-y point

        fig12_14.jpg

        Figure 12.14: Mohr's circle with the x point, y point, and center point plotted

        fig12_15.jpg

        Figure 12.15: The radius of the circles can be found using the Pythagorean theorem

        fig12_16.jpg

        Figure 12.16: Fully constructed Mohr's circle

    3. Plot the y point.

      Like the x point, the y point consists of coordinates (σy, τxy). The sign convention is the same as that described for the x point. As illustrated in Figure 12.13 for the stress element given in Figure 12.11, the normal stress on the y-face is tensile and the rightward shear stress tends to cause the element to rotate clockwise, so the y point is (+σy, +τxy). This point is shown plotted in Figure 12.14.

    4. Draw the circle around the diameter formed by connecting the x and y points. The center of the circle is the average normal stress and is denoted with the letter C.

      C=(σx+σy2,0)

      Note that the radial line that leads from C to the x point represents the reference x-axis and the radius from C to the y point represents the reference y-axis.

    5. The radius of the circle, R, can be determined using the Pythagorean theorem on the triangle formed between C, σx, and the x point.

      R=(σx-C)2+τxy2

    6. Recalling that the shear stress is zero on the principal plane, note that the principal plane is simply the normal stress axis. Thus we can identify σ1 to be the point on the right extreme of the circle and σ2 to be the point on the left extreme of the circle.

      σ1=C+Rσ2=C-R

      These points can be found on Figure 12.16.

    7. The max/min in-plane shear stress is at the bottom and top of the circle respectively.

      τmax=+Rτmin=-R

      The maximum shear stress is at the bottom in accordance with the shear stress plotting convention discussed in steps 2 and 3.

      The vertical diameter that connects τmax and τmin is the plane of max/min in-plane shear stress.

      Since that plane passes through the center of the circle, we can confirm that the normal stress on the plane of max/min shear stress is C=σavg=σx+σy2.

      These points can be found on Figure 12.16.

    8. Rotations around the circle represent twice the actual amount of rotation between planes. Recall that rotations counterclockwise from the x point are positive angles and rotations clockwise from the x point are negative angles.

      So the angle between the principal plane and the x point on the circle is 2θp. Determine this angle by applying right-triangle trigonometry principles to the right triangle used to find the radius.

      tan(2θp)=τxyσx−C

      Figure 12.16 shows that in this case the 2θp angle has a counterclockwise rotation from the reference x-axis to the principal axis. Therefore if we were to draw the stress element rotated counterclockwise to θp, σ1 would be drawn on the xʹ-face and σ2 would be drawn on the yʹ-face.

    9. The angle to the plane of max/min in-plane shear stress, θs, can be found in a similar manner. Visual inspection shows that 2θs will be the complement of 2θp. Recalling the convention used to apply a sign to the shear stress coordinate, note that the angle from the reference x-axis to the negative side of the shear stress axis will correspond to the rotation that results in the maximum (positive) in-plane shear stress. The angle from the reference x-axis to the positive side of the shear stress axis will correspond to the angle that results in the minimum (negative) in-plane shear stress. The maximum and minimum in-plane shear stresses will have the same magnitude but opposite sign.

      Once these quantities are known, the use of the circle to perform stress transformations at arbitrary planes requires making similar trigonometric calculations.

    Example 12.4 demonstrates the use of Mohr's circle to find maximum and minimum stresses and to perform stress transformations.

    Example 12.4

    For the general stress state in the x-y plane represented on the stress element shown, use Mohr's circle to find the following:

    1. The principal planes and principal stresses. Sketch the stress element rotated to these planes.

    2. The maximum in-plane shear stress and the plane where it acts. Sketch the stress element rotated to this plane.

    3. The stress state on the plane rotated clockwise 40°. Sketch the stress element rotated to this plane.

    ufig12_9.jpg

    Solution

    For parts a and b, follow the steps given in Section 12.4 to construct the circle.

    Illustrations of a partial Mohr's circle are provided at various intermediate steps. The complete circle with values can be found at the end of step 9.

    1. Draw the s and t axes.

    2. Identify and plot the x point:

      Looking at the positive x-face, note that the normal stress is compressive, so the horizontal coordinate will be −60 MPa. The shear stress arrow points upward, which direction tends to rotate the element counterclockwise, so the vertical coordinate will be negative, or −30 MPa. The x point is then (−60, −30) MPa.

      ufig12_10.jpg
    3. Identify and plot the y point:

      Looking at the positive y-face, note that the normal stress is tensile, so the horizontal coordinate will be +15 MPa. The shear stress arrow points to the right, which direction tends to rotate the element clockwise, so the vertical coordinate will be positive, or +30 MPa. The y point is then (15, 30) MPa.

      ufig12_11.jpg
    4. Connect the two points on the circle and identify the center.

      C=σx+σy2C=-60MPa+15MPa2C=-22.5MPa

    5. Find the radius of the circle, R.

      Note that because the given loading involves negative normal stresses, we will use absolute values when calculating distances and lengths.

      R=(|σx|-|C|)2+τxy2R=(60MPa-22.5MPa)2+(30MPa)2R=48.02MPa

      ufig12_12.jpg
    6. Find σ1 and σ2.

      σ1 is the distance from the origin to the rightmost point of the circle on the σ-axis. Since C is negative, use the absolute value.

      σ1=R-|C|σ1=48.02MPa-22.5MPaσ1=25.52MPa

      σ2 is the distance from the origin to the leftmost point of the circle on the σ-axis. The distance is calculated by absolute value and the negative sign is applied to the total based on noting by inspection of the circle that σ2 must be negative.

      σ2=-(R+|C|)σ2=-(48.02MPa+22.5MPa)σ2=-70.52MPa

    7. Find τmax (in-plane) and the corresponding normal stress.

      The maximum in-plane shear stress is the bottommost point of the circle, which is simply R = 48.02 MPa, or τmax (in-plane) = 48.0 MPa.

      The normal stress on this plane is C = −22.5 MPa.

    8. Find the principal planes.

      One of the principal planes can be found by using the triangle drawn in the third quadrant of the circle (see figure below). The angle in this triangle is twice the angle between the reference x-axis and the principal plane that corresponds to σ2.

      Absolute values are used to calculate the triangle lengths and signs are assigned to the resulting angles based on visual inspection of clockwise versus counterclockwise rotation.

      |tan(2θp2)|=|τxy||σx|−|C||tan(2θp2)|=30MPa60MPa−(−22.5MPa)|tan(2θp2)|=0.8|θp2|=19.33∘

      Looking at the circle, we can see that this angle is a clockwise rotation from the reference state, so θp2 = −19.33°. If we rotate the stress element clockwise 19.33°, σ2 would be shown on the xʹ-face. The other principal plane (θp1) is given by half the angle that goes from the reference x point to σ1 on the circle.

      |2θp1|=180−|2θp2||θp1|=70.67

      This is the angle of rotation for which σ1 appears on the rotated xʹ-face. It is a counterclockwise rotation so θp1 = +70.67°.

      ufig12_13.jpg

      The stress state with the element rotated to both the principal planes is shown.

      ufig12_14.jpg
    9. Find θs.

      With the θp angles known, we can see that

      |2θs|=90-|2θp2||2θs|=90-|2*-19.33∘||2θs|=51.34∘|θs|=25.67∘.

      Since θp2 was used to calculate θs, we get the angle between the x point and the lower side of the shear stress axis, which is a counterclockwise rotation. The lower side of the shear stress axis corresponds to a positive overall shear stress based on the plotting convention used. We can conclude that τmax occurs on the plane θs = +25.67°.

      ufig12_15.jpg

    Conversely, the angle between the x point and the upper part of the shear stress axis is

    |2θs|=90+|2θp2||2θs|=90+|2*-19.33∘||2θs|=128.66∘.

    This is a clockwise rotation, so τmin would occur at θs = (−128.66°)/2= −64.33°.

    The stress element rotated to the plane of max shear stress is shown.

    ufig12_16.jpg

    The completed Mohr's circle is as shown.

    ufig12_17.jpg

    For part c, note that stress transformation is 40° clockwise.

    Recalling that rotations around the circle are twice the actual rotation of the plane, draw in a point (denoted as xʹ) that is rotated 80° clockwise from the x point. This point has coordinates (σxʹ, τxyʹ).

    ufig12_18.jpg

    Since we know from step 7 that the x point is 38.66° below σ2 on the circle, we find that xʹ is 80° − 38.66° = 41.34° above σ2.

    The yʹ point is drawn diagonally opposed to the xʹ point, or at an 80° clockwise rotation from the reference y point.

    Since the xʹ point has a negative s coordinate, the normal stress on the xʹ-face is compressive.

    Using trigonometry based on the circle, normal stress on the xʹ-face is

    σx′=−|C|+Rcos(28.66∘)σx′=22.5 MPa+48.02 MPacos(41.34∘)σx′=−58.57 MPa.

    The normal stress on the yʹ-face can be similarly found.

    σy′=Rcos(41.34∘)-|C|σy′=48.02MPa*cos(41.36∘)-22.5MPaσy′=13.57MPa

    Since xʹ has a positive τ coordinate, the shear stress arrow on the xʹ-face would tend to rotate the element clockwise, which corresponds to a negative shear stress.

    Using trigonometry based on the circle

    τx′y′=−Rsin(41.34∘)τx′y′=48.02 MPa*sin(41.34∘)τx′y′=−31.72 MPa.

    The rotated stress element is as shown.

    ufig12_19.jpg

    Answer:

    • σ1 = 25.5 MPa on the principal plane θp = 70.67°

    • σ 2 = -70.5 MPa on the principal plane θp = −19.33°

    • τmax (in-plane) = 48.0 MPa on the plane θs = 25.66°

    On the plane rotated 40° clockwise from the given plane:

    • σxʹ = -58.6 MPa

    • σyʹ = 13.57 MPa

    • τxʹyʹ = -31.71 MPa

    12.5 Mohr's Circle in 3D and Absolute Maximum Shear Stress

    Many materials yield or fail in shear rather than normal stress, so knowing the absolute maximum shear stress the material is subjected to is important. The methods used in Section 12.3 and Section 12.4 provide the maximum in-plane shear stress that arises from rotations in the 2D plane (rotation around the z-axis in Figure 12.17). However, as discussed in Section 12.3, the actual maximum shear stress may result from an out-of-plane rotation (i.e., rotation around the x-axis or y-axis as in Figure 12.17). To account for this potential circumstance, we need to evaluate a 3D stress element despite still restricting analysis to 2D stress states.

    fig12_17.jpg

    Figure 12.17: 3D stress element with stress acting in only two of the three principal directions

    For the sake of this discussion we'll consider a reference stress state with stresses only in the x-y plane, though it could generally be any other 2D plane. To further simplify the discussion we'll say that the stress element is already rotated around the z-axis to the principal stress state such that σx = σ1 and σy = σ2. The resulting 3D stress cube and representations of the x-z and y-z planes are shown in Figure 12.17. Given the plane stress restriction, τxz = τyz = 0, which means that the x-z and y-z planes are also at principal stress states. Designating the principal stress in the z direction to be σ3 means that the principal stresses in the x-z plane are σ2 and σ3 and that the principal stresses in the y-z plane are σ1 and σ3. For the reference stress state (plane stress), σ3 = 0 on all planes.

    As the stress cube rotates around the x-axis, σz varies between 0 at θ = 0° and σ2 at θ = 90°. Meanwhile σy varies in the opposite way and σx remains unchanged. Similarly, as the stress cube rotates around the y-axis, σz varies between 0 at θ = 0° and σ1 at θ = 90°, whereas σx varies in the opposite way and σy remains unchanged.

    We can draw Mohr's circle for each of the three planes in Figure 12.17 on one plot. Just as the circle represents rotation of the stress element around the z-axis for stresses in the x-y plane, it represents rotation around the y-axis for the x-z plane and rotation around the x-axis for the y-z plane. We'll consider three cases:

    1. σ1 and σ2 are both positive.

    2. σ1 and σ2 are both negative.

    3. σ1 and σ2 have opposite signs.

    Case 1: σ1 and σ2 are both positive.

    Referring to Figure 12.18, the larger inner circle is Mohr's circle for the x-y plane, as evidenced by the maximum and minimum normal stresses on that circle, σ1 and σ2 respectively. The smaller inner circle is Mohr's circle for the y-z plane, which has 0 and σ2 at the extremes. The largest circle is Mohr's circle for the x-z plane, which has 0 and σ1 at the extremes. In this case the largest shear stress is given by the radius of the largest circle, which is σ1/2.

    fig12_18.jpg

    Figure 12.18: The three planes represented on Mohr's circle for the case where both in-place principal stresses in the x-y plane are positive

    So in the case that σ1 and σ2 are both positive, the absolute maximum shear stress is

    τ(max)absolute=|σ12|

    The absolute value is there since we know the maximum shear stress must be positive, given that the maximum and minimum shear stresses are negatives of each other.

    Case 2: σ1 and σ2 are both negative.

    Referring to Figure 12.19, note that all the statements made in case 1 hold true here except that now the largest circle is that of the y-z plane for which the radius is σ2/2.

    fig12_19.jpg

    Figure 12.19: The three planes represented on Mohr's circle for the case where both principal stresses in the x-y plane are negative

    So in the case that σ1 and σ2 are both negative, the absolute max shear stress is

    τ(max)absolute=|σ22|

    Case 3: σ1 and σ2 have opposite signs.

    Referring to Figure 12.20, note that the Mohr's circle for the x-y plane is the largest circle. This means that the absolute maximum shear stress and the maximum in-plane shear stress are the same.

    fig12_20.jpg

    Figure 12.20: The three planes represented on Mohr's circle for the case where the principal stresses in the x-y plane are opposite signs

    So in the case that σ1 and σ2 are opposite in sign, the absolute maximum shear stress is

    τ(max)absolute=|σ1-σ22|.

    More generally, given principal stresses σ1, σ2, and σ3 = 0, the absolute maximum shear stress can be determined from

    τ(max)absolute=|σmax-σmin2|,(12.6)

    where

    • τ(max)absolute = Absolute maximum shear stress [Pa, psi]

    • σmax = Maximum principal stress [Pa, psi]

    • σmin = Minimum principal stress [Pa, psi]

    This works for any of the three cases:

    • Case 1: σmax = σ1, σmin = 0.

    • Case 2: σmax = 0, σmin = σ2.

    • Case 3: σmax = σ1, σmin = σ2.

    Step-by-Step: Determine Absolute Maximum Shear Stress

    To determine the absolute maximum shear stress, it's not necessary to draw all three circles as drawn above for illustrative purposes. Instead simply take these steps:

    1. Determine the principal stresses in the x-y plane (or whichever 2D plane is being used for the general stress state).

    2. Determine the absolute maximum shear stress to be τ(max)absolute=|σmax-σmin2|.

    Summary

    Key Takeaways

    • Stress transformation equations can be used to take stresses calculated in a specific plane and determine the stresses on a different plane of interest.

    • Mohr's circle provides a graphical method that can also be used and requires minimal need to recall equations.

    • You can also use specific equations or Mohr's circle to determine the planes of max/min normal stress and shear stress and the corresponding stress values.

      • For planar (2D) loading conditions, principal stresses (max/min normal stresses) will not be affected by out-of-plane rotations, so those values can be calculated in the given plane.

      • However, to determine the absolute max/min shear stress, out-of-plane rotations must be considered. The determination of the absolute maximum or minimum shear stress can ultimately be made using the signs and values of the principal stresses and including the out-of-plane principal stress to be 0.

    Key Equations

    Stress transformation:

    σn=σxcos2(θ)+σysin2(θ)+2τxysin(θ)cos(θ)τnt=-(σx-σy)cos(θ)sin(θ)+τxy(cos2(θ)-sin2(θ))σx+σy=σx′+σy′

    or

    σn=σx+σy2+σx-σy2cos(2θ)+τxysin(2θ)τnt=-σx-σy2sin(2θ)+τxycos(2θ)

    Principal plane and stress:

    tan(2θp)=2τxy(σx-σy)σ1,σ2=(σx+σy2)±(σx-σy2)2+τxy2

    In-plane max/min shear planes and stresses:

    tan(2θs)=-(σx-σy)2τxyθs=θp±45∘τ(max)in-plane=(σx-σy2)2+τxy2=|σ1-σ22|σaverage=(σx+σy2)

    Absolute maximum shear stress:

    τ(max)absolute=|σmax-σmin2|

    Mohr's circle:

    C=(σx+σy2)R=(C+σx)2+τxy2tan(2θp)=τxyσx-Ctan(2θs)=σx-Cτxyσ1,2=R±C

    References

    Figures

    All figures in this chapter were created by Kindred Grey in 2025 and released under a CC BY license, except for

    • Figure 12.1: A pressurized duct is fabricated with welding in a helical pattern. Sneha Davison. 2024. CC BY.


    This page titled Chapter 12: Stress Transformation was last modified on Fri, 30 Oct 2026 07:39:58 GMT and is shared under a CC BY-NC-SA 4.0 license and was authored, remixed, and/or curated by James K. Lord, Amy Richardson, Sneha Davison, and David A. Dillard via source content that was edited to the style and standards of the LibreTexts platform.